FINRA Faculty: David Kelley

Kelley 150Dave Kelley is the Surveillance Director based out of FINRA’s Kansas City District office, and has been with FINRA for seven years. Mr. Kelley also leads FINRA’s Sales Practice exam program for cybersecurity and the Regulatory Specialist team for Cyber Security, IT Controls and Privacy. Prior to joining FINRA, he worked for more than 19 years at American Century Investments in various positions, including Chief Privacy Officer, Director of IT Audit and Director of Electronic Commerce Controls. He led the development of website controls, including customer application security, ethical hacking programs and application controls. Mr. Kelley is a CPA and Certified Internal Auditor, and previously held the Series 7 and 24 licenses.

Comments are closed.

Details

When: Wednesday, April 18, 2018
7:00 am - 8:15 am (breakfast & registration)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Mayflower Hotel
1127 Connecticut Ave, NW
Washington, D.C. 20036
CLE Credit: 6.0 hours (pending)

Send Us Your Nominations!

IR30 2018 logo -- 100Cybersecurity Docket’s  "Incident Response 30" for 2018 will be announced at Incident Response Forum 2018! Please click here for nomination info.

Corporate Sponsors

Kroll

Ankura 230x60

CrypsisLogo

JRS230

Academic Sponsor: Duke Law

Duke LENS 230

Law Firm Sponsors

Alston 230 v2

Baker230

BakerMcKenzie230

BarnesThornburg230

cov230x60

Debevoise230v2

Dickinson230

ks230v2

mofologo230x60

O'Melveny 230

Ropes &Gray

SheppardMullin 230

Sidley

Willkie 230