Highlights from Securities Enforcement Forum 2016

Securities Enforcement Forum 2016 was held October 13, 2016 at the Mayflower Hotel in Washington, D.C.  The event was a full day of extraordinary keynotes and panels, including a Keynote Speech by SEC Director of Enforcement Andrew J. Ceresney. It also featured a Chairmen’s Panel with former SEC chairman Harvey Pitt, former SEC commissioner Dan Gallagher and moderator Anthony Scaramucci, the founder and co-managing partner of SkyBridge Capital.

Securities Enforcement Forum 2016 brought together hundreds of current and former senior SEC and DOJ officials, including securities enforcement and white-collar attorneys, in-house counsel and compliance executives, and other top professionals in the field. Check out the short video below with some great photos and highlights from this year’s conference. See you next year!

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When: Wednesday, April 10, 2019
7:00 am - 8:15 am (breakfast & registration)
8:15 am - 5:00 pm (followed by cocktail party)
Where: Mandarin Oriental
1330 Maryland Avenue, SW
Washington, D.C. 20024
CLE Credit: 6.0 hours (approved in PA)


Links to materials available here.

CLE Info and Forms

SEF2014 CLE -smCLE forms available here.

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